Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Barrios is a financial advisor with over 40 years of experience in the financial services industry. John has a diverse background and has worked with a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, and Woodbury Financial Services Inc. John is currently a Registered Representative with Osaic Wealth, Inc. and provides services to individuals, businesses, and charitable organizations. John is a Certified Financial Planner and holds Series 3, 7, 52, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
01/19/2024 - Present
Osaic Wealth, Inc. (GERMANTOWN TN)
TN
03/31/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (COLLIERVILLE TN)
TN
10/03/2001 - 03/31/2020
FIRST HEARTLAND CAPITAL, INC. (COLLIERVILLE TN)
NY
10/25/1999 - 09/06/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/17/1997 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TN
01/01/1991 - 08/12/1997
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
TN
08/21/1990 - 08/12/1997
IBAA SECURITIES CORPORATION (MEMPHIS TN)
NA
06/07/1990 - 01/01/1991
VINING-SPARKS SECURITIES, INC.
NA
08/08/1988 - 06/13/1990
FIRSTMONEY SECURITIES CORPORATION
NA
08/15/1987 - 08/08/1988
DEAN WITTER REYNOLDS INC.
NA
01/01/1987 - 07/02/1987
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
04/09/1984 - 12/20/1986
UMIC, INC.
NA
02/04/1983 - 03/29/1984
MUNICIPAL SECURITIES, INCORPORATED
IA
Issued 09/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1984
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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