Unclaimed
John Joseph Barrett is a financial advisor with over 27 years of experience in the industry. John Barrett is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since January 2001. Prior to that, John Barrett was registered with ROBERT W. BAIRD & CO. INCORPORATED from December 1995 to January 2002. John Barrett has a broad range of experience in the financial services industry and holds the Series 7, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
03/28/2002 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
WI
12/18/1995 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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