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John Joseph Barker

Neuberger Berman BD LLC

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About John Joseph Barker

John Joseph Barker is a registered representative with Neuberger Berman BD LLC and has been in the securities industry since April 6, 1993. John is a Series 7, Series 24, Series 27, and Series 63 licensed professional. John has been with Neuberger Berman since October 1999 and has worked with Neuberger Berman Management, Inc. since July 2008. John is registered to offer securities and investment advisory services in 47 states and the District of Columbia. In addition to John's duties at Neuberger Berman BD LLC, John also provides portfolio management services to various clients, including separate accounts and pooled investment vehicles. John is also the Chairman of Quincepol LLC, the US holding company for Nativiana, a Polish company that sells natural mineral water.

Firm Information

John Barker is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Barker’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/03/2008 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

04/07/1993 - 07/30/1994

OTA LIMITED PARTNERSHIP (PURCHASE NY)

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Licenses & Designations

BC

Issued 01/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/1999

Series 24 - General Securities Principal Examination

BC

Issued 06/10/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Barker.
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