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John Joseph Alessi

Citizens Securities, Inc.

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About John Joseph Alessi

John Joseph Alessi is an investment advisor representative with Citizens Securities, Inc. John Joseph Alessi has been in the industry for over 20 years and is registered to provide investment advice in Florida, Nevada, New Hampshire, North Carolina, Rhode Island, and Vermont. John Joseph Alessi is also registered to provide investment advice in Massachusetts. John Joseph Alessi has worked for Citizens Securities, Inc. since 2009. Prior to that, John Joseph Alessi worked for Lincoln Financial Distributors, Inc., Putnam Retail Management Limited Partnership, and Putnam Mutual Funds Corp. John Joseph Alessi has a Series 6, 7, 63, and 65 license. John Joseph Alessi specializes in working with individuals, corporations, and other businesses.

Firm Information

John Alessi is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Alessi’s Registration & Firm History

MA

09/20/2024 - Present

Citizens Securities, Inc. (EAST MILTON MA)

PA

09/03/2008 - 05/11/2009

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

MA

06/28/2000 - 08/26/2008

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

MA

08/20/1998 - 08/18/1999

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

IA

Issued 07/07/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/17/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Joseph Alessi. Review regulatory record here.
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