Unclaimed
John Josef Kazanjian is a financial advisor with over 25 years of experience in the industry. John is currently registered with Raymond James & Associates, Inc. and has previously worked with several other firms including Raymond James Financial Services, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., CFS Brokerage Corp., Essex National Securities, Inc., and Nathan & Lewis Securities, Inc. John holds several licenses including Series 3, 6, 7, 9, 10, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/11/2013 - Present
Raymond James & Associates, Inc. (EL PASO TX)
FL
10/14/2011 - 12/10/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
TX
06/01/2009 - 06/23/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
TX
02/16/1998 - 04/02/2007
MORGAN STANLEY DW INC. (EL PASO TX)
NY
04/04/1997 - 01/28/1998
CFS BROKERAGE CORP. (NEW YORK NY)
CA
03/13/1996 - 07/05/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
04/03/1995 - 03/13/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 12/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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