Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Jones is a financial advisor with over 15 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where John has been employed since 2009. John has previously worked with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.. John holds a Series 7, Series 63 and Series 66 license. John's clients include individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. John's experience and qualifications allow John to provide a variety of services to John's clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/12/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SARASOTA FL)
FL
06/01/2009 - 11/02/2009
MORGAN STANLEY SMITH BARNEY (SARASOTA FL)
FL
06/22/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
NY
08/12/1999 - 03/10/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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