Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn John D'agostino is a registered representative with Houlihan Lokey Capital, Inc. John holds the Series 63, SIE, and Series 79TO licenses. John joined the firm in September 2022 and is located at the New York branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/09/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 08/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2022
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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