Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Jimenez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in LOS ANGELES, CA. John has over 20 years of experience in the financial industry, and is registered to provide investment advice in 25 states. John has a strong background in portfolio management and financial planning. John is also a Notary Public in the state of California, and holds the Series 7, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/17/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
10/16/2019 - 08/23/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BEVERLY HILLS CA)
CA
04/15/2010 - 10/16/2019
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
05/05/2003 - 04/01/2009
BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)
NY
01/23/2002 - 04/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Jimenez is the right advisor for you? Invested Better is here to help.
