Unclaimed
John Jerome Griffin is a financial advisor with U.S. Bancorp Investments, Inc. based in Saint Paul, Minnesota. John Griffin has over 30 years of experience in the financial services industry, specializing in investments. John Griffin is a Series 7, Series 24, Series 53, and Series 55 licensed professional, and holds a Series 63 state license. John Griffin's expertise includes providing financial planning and investment advice to a diverse client base, including individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
05/17/2004 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
MN
03/13/1994 - 06/09/1997
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
MI
01/05/1993 - 04/12/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
06/24/1992 - 09/23/1992
F.N. WOLF & CO., INC.
BC
Issued 06/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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