Unclaimed
John Jerold Barrett is a registered investment advisor representative and a general securities principal with Cetera Investment Advisers LLC. John is a seasoned financial professional, having been in the industry since 1997, and has held various positions at prominent financial institutions. John has passed the Series 7, 24, 4, 52, 53, 63 and 66 exams.
HIGHLANDS RANCH, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/21/2024 - Present
Cetera Investment Advisers LLC (HIGHLANDS RANCH CO)
CA
03/13/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
04/07/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
04/07/2015 - 11/01/2017
GIRARD SECURITIES, INC. (DENVER CO)
CO
04/07/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (Denver CO)
CO
04/07/2015 - 11/29/2016
INVESTORS CAPITAL CORP. (DENVER CO)
CO
04/07/2015 - 11/29/2016
VSR FINANCIAL SERVICES, INC. (DENVER CO)
CO
04/07/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (DENVER CO)
NE
02/05/2002 - 04/01/2005
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
05/20/1999 - 04/20/2001
ADVANCED CLEARING, INC. (OMAHA NE)
NE
07/08/1996 - 04/12/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 5/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/8/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/2/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/11/1999
Series 4 - Registered Options Principal Examination
BC
Issued 3/9/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/5/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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