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John Jeremiah Mullins

David Lerner Associates, Inc.

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About John Jeremiah Mullins

John Jeremiah Mullins is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with David Lerner Associates, Inc., and is licensed in 10 states. John has held previous positions with several firms, including TEJAS SECURITIES GROUP, INC., MAXIM GROUP LLC, JESUP & LAMONT SECURITIES CORP, EMPIRE FINANCIAL GROUP, INC., and J GIORDANO SECURITIES GROUP. John holds the Series 7, 24, 55, 63, and SIE licenses.

Firm Information

John Mullins is currently registered with David Lerner Associates, Inc.. David Lerner Associates, Inc. is a Corporation that was formed on November 6, 1975. The firm is registered with the Securities and Exchange Commission (SEC) and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Mullins’s Registration & Firm History

NJ

06/04/2014 - Present

David Lerner Associates, Inc. (LAWRENCEVILLE NJ)

NY

03/07/2012 - 07/10/2012

TEJAS SECURITIES GROUP, INC. (NEW YORK NY)

NY

08/02/2010 - 02/27/2012

MAXIM GROUP LLC (NEW YORK NY)

NY

01/03/2008 - 07/15/2010

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

11/07/2005 - 12/23/2008

EMPIRE FINANCIAL GROUP, INC. (NEW YORK NY)

NY

02/04/2005 - 10/17/2005

J GIORDANO SECURITIES GROUP (NEW YORK NY)

NY

08/08/2003 - 12/10/2004

BROKERAGEAMERICA, LLC (NEW YORK NY)

NA

10/25/2002 - 08/05/2003

HAMPTON SECURITIES (USA), INC. (TORONTO, ONTARIO )

CT

07/10/2002 - 10/07/2002

MKM PARTNERS LLC (STAMFORD CT)

NY

07/27/1989 - 03/12/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NA

05/22/1986 - 01/01/1989

HERZOG, HEINE, GEDULD, INC.

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Licenses & Designations

BC

Issued 03/14/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Jeremiah Mullins. Review regulatory record here.
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