Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Jennings is a financial advisor with over 20 years of experience in the industry. John is currently registered with Avantax Advisory Services and holds a Series 66, Series 63, Series 10, Series 9, Series 53, Series 24, Series 52TO, and Series 7 licenses. John has previously been registered with Charles Schwab & Co., Inc., First Command Financial Planning, Inc., State Farm VP Management Corp., TIAA-CREF Individual & Institutional Services, LLC, OppenheimerFunds Distributor, Inc., and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
07/14/2020 - Present
Avantax Advisory Services (DALLAS TX)
TX
10/20/2017 - 07/13/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
07/01/2014 - 07/10/2017
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
TX
01/21/2014 - 02/21/2014
STATE FARM VP MANAGEMENT CORP. (KELLER TX)
CO
08/21/2006 - 06/24/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NY
02/07/2006 - 04/21/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
RI
03/07/2001 - 05/10/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 11/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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