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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Jay Parker has been a financial advisor in the industry since 1994. John is currently registered with Wells Fargo Clearing Services, LLC. John has been with Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC since 2009 and 2016 respectively. Previously, John was registered with Prudential Securities Incorporated from 1994 to 2003. John holds the Series 63, Series 65, Series 7 and Series 31 licenses, as well as the SIE exam. John specializes in providing financial planning, portfolio management for individuals and businesses and selection of other advisors. John is registered to offer securities and investment advisory services in 46 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
NY
02/23/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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