Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marvin is a financial advisor with UBS Financial Services Inc. John has over 35 years of experience in the financial services industry. John has been with UBS Financial Services Inc. since February 2007. Prior to that, John worked at MORGAN STANLEY DW INC., PRUDENTIAL SECURITIES INCORPORATED, PAINEWEBBER INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ROSENKRANTZ LYON & ROSS INCORPORATED. John is registered to provide securities services in 40 states. John also holds the Series 7 and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
02/08/2007 - Present
UBS Financial Services Inc. (PALM BEACH GARDENS FL)
FL
03/31/1999 - 02/12/2007
MORGAN STANLEY DW INC. (PALM BEACH FL)
NY
03/27/1992 - 03/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/01/1988 - 03/20/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/04/1986 - 03/08/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/11/1986 - 08/06/1986
ROSENKRANTZ LYON & ROSS INCORPORATED
NA
07/23/1985 - 08/19/1985
F.D. ROBERTS SECURITIES, INC.
BC
Issued 12/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Marvin is the right advisor for you? Invested Better is here to help.
