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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Jay John is a financial advisor with Calton & Associates, Inc., located in Fallston, MD. John has been a registered representative in the securities industry since January 5, 1988, and has held a variety of roles with different firms, including Capital Financial Services, Inc., Empire Financial Group, Inc. and Freedom Financial, Inc.. John is a Certified Financial Planner and holds Series 6, 7, 24, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
05/16/2019 - Present
Calton & Associates, Inc. (Fallston MD)
MD
10/03/2005 - 07/31/2019
CAPITAL FINANCIAL SERVICES, INC. (FALLSTON MD)
FL
12/01/2003 - 09/30/2005
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
NE
11/05/2002 - 11/26/2003
FREEDOM FINANCIAL, INC. (OMAHA NE)
MN
01/04/1988 - 11/05/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 09/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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