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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ehlers is an investment advisor representative with Charles Schwab & Co., Inc. in Westlake, Texas. John Ehlers has been in the financial services industry since March 10, 1993. John Ehlers is registered with FINRA and has passed the Series 3, 4, 7, 24, 34, 55, 57TO, 63, and 65 exams. John Ehlers is also registered with the state of Texas. Previously, John Ehlers worked with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc., both in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/28/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
01/26/2006 - 07/29/2024
TD AMERITRADE, INC. (Westlake TX)
TX
01/19/2018 - 04/20/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
01/02/2002 - 01/23/2006
AMERITRADE, INC. (FORT WORTH TX)
NJ
09/11/2002 - 10/24/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
01/20/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
NE
09/20/1996 - 11/03/1997
K. AUFHAUSER & COMPANY, INC. (OMAHA NE)
TX
12/01/1993 - 08/05/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
10/19/1992 - 11/12/1993
ACCUTRADE INC. (BELLEVUE NE)
IA
Issued 03/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/11/2010
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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