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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fitzgerald is an active investment advisor representative with TD Private Client Wealth LLC. John has been in the industry for 20 years and has a broad range of experience in providing financial planning and portfolio management services to individuals, businesses, corporations, institutions, high-net-worth individuals, trusts, and estates. John has held previous positions at First Citizens Investor Services, Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Wachovia Securities, LLC, AXA Advisors, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, E-Invest, Inc., Dean Witter Reynolds Inc., The Robinson-Humphrey Company, LLC, and Josephthal & Co., Inc.. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 65, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SC
03/19/2020 - Present
TD Private Client Wealth LLC (Mount Pleasant SC)
SC
05/09/2019 - 02/25/2020
FIRST CITIZENS INVESTOR SERVICES, INC. (Charleston SC)
SC
07/05/2016 - 05/07/2019
TD PRIVATE CLIENT WEALTH LLC (Charleston SC)
SC
04/02/2015 - 06/29/2016
WELLS FARGO ADVISORS, LLC (CHARLESTON SC)
SC
09/09/2010 - 03/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENVILLE SC)
TN
05/22/2009 - 08/11/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
GA
06/18/2007 - 04/02/2009
WACHOVIA SECURITIES, LLC (NEWNAN GA)
GA
04/10/2006 - 08/18/2006
AXA ADVISORS, LLC (MACON GA)
MA
06/04/2002 - 03/29/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/04/2002 - 03/29/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
04/10/2000 - 06/05/2000
E-INVEST, INC. (SAN FRANCISCO CA)
NY
02/03/1999 - 02/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
02/18/1998 - 01/27/1999
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
09/29/1997 - 01/20/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
BOTH
Issued 08/01/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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