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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sullivan is a financial advisor who has been in the industry since 1997. John is currently registered with Fidelity Personal and Workplace Advisors and has previous experience with TD Ameritrade, Kestra Investment Services, LLC, Wharton Equity Corporation, and Ascend Financial Services, Inc. John is a Certified Financial Planner and holds the Series 7, Series 63, Series 65 and SIE licenses. John specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisors. John's client base includes individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/03/2020 - Present
Fidelity Personal AND Workplace Advisors (KING OF PRUSSIA PA)
PA
07/20/2017 - 01/07/2019
TD AMERITRADE, INC. (PHILADELPHIA PA)
PA
07/26/2007 - 06/28/2016
KESTRA INVESTMENT SERVICES, LLC (RADNOR PA)
PA
09/08/1999 - 07/16/2007
WHARTON EQUITY CORPORATION (RADNOR PA)
MN
05/10/1997 - 09/15/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 03/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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