Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James Stroll is a financial professional with over 10 years of experience in the securities industry. John is currently registered with Mizuho Securities USA LLC and holds a Series 7, 24, 63, 79TO and SIE licenses. John has been a registered representative since August 2007 and has extensive experience working with clients in a variety of financial services capacities. Prior to joining Mizuho Securities USA LLC, John worked at UBS Securities LLC. John is committed to providing his clients with personalized financial advice and strategies that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/05/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/31/2007 - 12/22/2017
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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