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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Petracco is a financial advisor registered with UBS Financial Services Inc. John has been in the industry since 1982 and has held previous registrations with McDonald Investments Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and The Equitable Life Assurance Society of the United States. John is a Series 6, 7 and 66 licensed advisor. John is currently registered in 38 states and holds three active Investment Advisor registrations. John specializes in providing advisory services including, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and security ratings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/05/2009 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
FL
02/18/2000 - 02/09/2007
MCDONALD INVESTMENTS INC. (FORT MYERS FL)
NY
04/18/1988 - 01/05/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/19/1983 - 04/20/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/18/1982 - 09/19/1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 10/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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