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John James Parisi

Citadel Securities LLC

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About John James Parisi

John Parisi is a securities professional with over 20 years of experience in the financial industry. John has held various roles at leading financial institutions including KCG Americas LLC, GETCO Securities, LLC, BANC OF AMERICA SPECIALIST, INC., and VAN DER MOOLEN SPECIALISTS USA, LLC. John's current role is with Citadel Securities LLC as a Securities Trader. John is a registered representative with FINRA and holds the Series 7, Series 21, Series 25, SIE, and Series 57TO licenses.

Firm Information

John Parisi is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Parisi’s Registration & Firm History

NY

05/19/2016 - Present

Citadel Securities LLC (New York NY)

NY

07/01/2013 - 05/25/2016

KCG AMERICAS LLC (NEW YORK NY)

NY

12/16/2011 - 07/01/2013

GETCO SECURITIES, LLC (NEW YORK NY)

NY

05/10/2004 - 12/16/2011

BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)

NY

07/08/2002 - 04/30/2004

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/10/2005

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 08/05/2003

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MIAX Emerald, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John James Parisi.
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