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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James Oberpeul is a financial advisor at UBS Financial Services Inc. John has been working in the financial services industry since July 1992 and is currently registered with the state of Michigan and Texas. He has a Series 6, 7, 63 and 65 licenses and is also a Certified Financial Planner. John has previously worked at J.P. Morgan Securities Inc., Banc One Securities Corporation, First Chicago NBD Investment Services, Inc., American Express Financial Advisors Inc. and IDS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
05/04/2007 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
07/01/2006 - 05/09/2007
J.P. MORGAN SECURITIES INC. (BLOOMFIELD HILLS MI)
MI
02/01/1999 - 07/01/2006
BANC ONE SECURITIES CORPORATION (BLOOMFIELD HILLS MI)
IL
09/26/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
10/08/1984 - 12/23/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
10/08/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 01/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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