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John James O'Toole

Brookfield Oaktree Wealth Solutions LLC

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About John James O'Toole

John James O'Toole is a financial advisor with over 5 years of experience in the financial services industry. John James O'Toole currently holds a Series 3, Series 7, Series 24 and Series 66 license, and is registered with Brookfield Oaktree Wealth Solutions LLC. John James O'Toole is also registered in 52 states. John James O'Toole has previously worked with Brookfield Private Advisors LLC, Independent Brokerage Solutions LLC, OCM Investments, LLC and Natixis Distribution, L.P.

Firm Information

John O'Toole is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John O'Toole’s Registration & Firm History

NY

12/12/2023 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

NY

12/22/2021 - 06/06/2022

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC (New York NY)

NY

03/11/2021 - 12/22/2021

BROOKFIELD PRIVATE ADVISORS LLC (New York NY)

NY

11/06/2019 - 12/22/2021

INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)

CA

09/16/2019 - 11/24/2021

OCM INVESTMENTS, LLC (LOS ANGELES CA)

MA

09/12/2017 - 08/27/2019

NATIXIS DISTRIBUTION, L.P. (BOSTON MA)

MA

01/27/2017 - 09/14/2017

MERCER ALLIED COMPANY, L.P. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 04/18/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/25/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/16/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John James O'Toole.
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