Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn O'Connor is a registered representative with Alliancebernstein Investments, Inc. John has been in the industry since 1992, having previously worked for Sanford C. Bernstein & Co., LLC, and Evergreen Investment Services, Inc. John is licensed in North Carolina, South Carolina and Tennessee, and holds Series 6, 7, 63 and 65 securities licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
01/13/1997 - Present
Alliancebernstein Investments, Inc. (ATLANTA GA)
NY
03/27/2013 - 12/21/2022
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NC
07/09/1992 - 01/22/1997
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IA
Issued 10/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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