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John James Mingolelli

John Hancock Investment Management Distributors LLC

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About John James Mingolelli

John James Mingolelli is a financial advisor with John Hancock Investment Management Distributors LLC and John Hancock Distributors LLC in Boston, MA. John has been in the industry since 1993 and has a diverse range of experience. John holds a variety of licenses and certifications, including Series 6, 7, 24, and 63. John has previously been registered with Signator Investors, Inc., Sun Life Financial Distributors, Inc., FIS Securities, Inc., and Shawmut Brokerage, Inc..

Firm Information

John Mingolelli is currently registered with John Hancock Investment Management Distributors LLC. John Hancock Investment Management Distributors LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Mingolelli’s Registration & Firm History

MA

09/19/2006 - Present

John Hancock Investment Management Distributors LLC (BOSTON MA)

MA

09/22/2006 - 11/02/2018

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

09/04/1997 - 09/11/2006

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

MA

07/12/1996 - 08/06/1997

FIS SECURITIES, INC. (BOSTON MA)

NA

06/22/1995 - 02/08/1996

SHAWMUT BROKERAGE, INC.

IN

03/28/1994 - 07/03/1995

MDS SECURITIES INCORPORATED (CARMEL IN)

NA

06/03/1993 - 03/28/1994

SHAWMUT BROKERAGE, INC.

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Licenses & Designations

BC

Issued 02/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1995

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John James Mingolelli.
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