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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James McLaughlin is an investment professional with over 20 years of experience in the financial services industry. John is a Registered Representative and Investment Advisor Representative currently affiliated with Morgan Stanley. John has previously worked for firms including Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., Charles Schwab & Co., Inc., and UBS Paine Webber Inc. John holds multiple FINRA registrations, including Series 7, 9, 10, 24, 63, and 65. John also holds a Series SIE license. John is a Principal at the Ponte Vedra Beach, Florida branch office of Morgan Stanley. John has worked for Morgan Stanley since 2011. John's professional experience includes working with clients including individuals, high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, investment clubs, pension and profit-sharing plans, banking or thrift institutions, state or municipal government entities. John has experience providing a variety of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies. John is also an active member of the community, serving on the advisory board of the Diocese of St. Augustine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
08/12/2011 - Present
Morgan Stanley (Ponte Vedra Beach FL)
FL
02/13/2007 - 06/29/2011
MORGAN KEEGAN & COMPANY, INC. (JACKSONVILLE FL)
FL
09/13/2002 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (JACKSONVILLE FL)
TX
09/17/2001 - 09/26/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
12/07/1998 - 09/18/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 12/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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