Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Klumbach is a financial advisor at Avantax Advisory Services, located in Las Vegas, NV. John has been a registered representative since 1998 and holds both Series 7 and Series 63 licenses. He has been an Investment Advisor Representative (IAR) since 2003, holding a Series 65 license. John has been serving clients in the financial services industry since 1999. John is a Certified Financial Planner™ and has expertise in providing financial planning, portfolio management, and pension consulting to individuals, businesses and retirement plans. John's background includes experience with Goldman Sachs & Co., Royal Alliance Associates, Inc., and Questor Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NV
02/04/2022 - Present
Avantax Advisory Services (Las Vegas NV)
NV
11/15/2010 - 02/11/2022
LPL FINANCIAL LLC (LAS VEGAS NV)
NV
11/29/2006 - 11/22/2010
QUESTAR CAPITAL CORPORATION (LAS VEGAS NV)
NV
12/02/2002 - 12/04/2006
ROYAL ALLIANCE ASSOCIATES, INC. (LAS VEGAS NV)
NY
01/24/2001 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
03/18/1998 - 03/15/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 08/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Klumbach is the right advisor for you? Invested Better is here to help.
