Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James Grocki is a financial professional registered with State Street Global Markets, LLC in Boston, MA. John has been in the industry since 2001. John is licensed to provide securities advice and transactions. Prior to his current role, John was employed by a number of financial institutions including BNY Mellon Capital Markets, LLC, BNY Investment Center Inc, and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/27/2019 - Present
State Street Global Markets, LLC (BOSTON MA)
NY
04/30/2008 - 05/02/2017
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/22/2008 - 04/30/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
06/30/2005 - 01/02/2008
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NY
03/12/2004 - 10/09/2007
BNY TRADING LLC (NEW YORK NY)
NY
11/04/2003 - 05/23/2005
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
08/03/1999 - 06/23/2003
GLEACHER PARTNERS LLC (NEW YORK NY)
NY
11/03/1998 - 02/02/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 03/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2017
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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