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John James Gallia

RFG Advisory, LLC

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About John James Gallia

John James Gallia is an investment advisor representative with RFG Advisory, LLC. John has been working in the financial industry since 2004 and holds the Series 7, Series 63, and Series 66 licenses. John also holds a Certified Financial Planner designation. John provides financial planning services to individuals, businesses, and trusts. John also has experience in the insurance industry. John's prior firms include LPL Financial LLC, The O.N. Equity Sales Company, and Edward Jones.

Firm Information

John Gallia is currently registered with RFG Advisory, LLC. RFG Advisory, LLC is an investment advisor headquartered in VESTAVIA HILLS, AL. The firm provides financial planning, pension consulting, and educational seminars to individuals, corporations, and trusts. They have over 84 licensed agents, 122 investment advisor representatives, and 75 registered representatives. RFG Advisory, LLC manages over $3.8 billion in assets for over 17,871 clients.
RFG Advisory, LLC

1400 URBAN CENTER DRIVE

VESTAVIA HILLS, AL 35242-2245

$3.86B

Assets Under Management

8

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Gallia’s Registration & Firm History

MO

10/23/2014 - Present

RFG Advisory, LLC (CREVE COEUR MO)

MO

09/16/2014 - 06/08/2018

LPL FINANCIAL LLC (CREVE COEUR MO)

MO

04/09/2014 - 06/18/2014

THE O.N. EQUITY SALES COMPANY (ST CHARLES MO)

IA

09/03/2008 - 03/06/2014

EDWARD JONES (CEDAR FALLS IA)

MO

09/17/2004 - 05/09/2008

EDWARD JONES (ST LOUIS MO)

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Licenses & Designations

BOTH

Issued 12/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/04/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John James Gallia.
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