Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James Findling is a financial advisor with over 40 years of experience in the industry. John is currently registered with Raymond James Financial Services Advisors, Inc., and has previously worked with firms such as Prudential Securities Incorporated, E.F. Hutton & Company Inc, and Merrill Lynch, Pierce, Fenner & Smith, Inc. John provides various financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting. He is also a registered investment advisor. John is licensed in various states, including Michigan, Arizona, Florida, Georgia, Ohio, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MI
09/28/2010 - Present
Raymond James Financial Services Advisors, Inc. (Livonia MI)
NY
06/03/1997 - 09/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/16/1992 - 05/23/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
02/15/1988 - 10/29/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/30/1976 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
10/23/1975 - 11/13/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 05/01/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/18/1975
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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