Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James Conway is a financial advisor with over 25 years of experience. Conway is currently registered with Citi Private Alternatives, LLC and Citigroup Global Markets Inc. Conway has a wide range of experience in the financial industry, including experience at firms such as BNY Mellon Capital Markets, LLC, State Street Global Markets, LLC, and Barclays Capital Inc. Conway has passed the Series 3, 7, 27, 63, SIE, and 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/11/2024 - Present
Citi Private Alternatives, LLC (NEW YORK NY)
NY
07/17/2017 - 11/15/2023
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/16/2017 - 06/19/2017
STATE STREET GLOBAL MARKETS, LLC (NEW YORK NY)
NY
10/31/2012 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (NEW YORK NY)
NY
06/10/2010 - 10/24/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
SC
08/22/2008 - 09/26/2009
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (MT. PLEASANT SC)
SC
08/22/2008 - 09/26/2009
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
MN
04/03/2008 - 09/26/2009
CITIGROUP DERIVATIVES MARKETS INC. (MINNETONKA MN)
NY
08/30/2007 - 09/26/2009
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NY
07/24/2007 - 09/26/2009
LAVAFLOW, INC. (NEW YORK NY)
NY
12/09/1998 - 09/26/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/10/1998 - 05/21/1998
SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)
NY
09/12/1995 - 10/21/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/26/1986 - 05/15/1989
THOMSON MCKINNON SECURITIES INC.
BC
Issued 01/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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