Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn James Carpas is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the securities industry since 1982 and has a diverse background in financial services. John holds the Series 63 and Series 65 licenses as well as the Series 7 and SIE licenses, signifying expertise in both securities and investment advisory services. John has experience working at both Shearnson Lehman Hutton Inc. and E. F. Hutton & Company Inc. John's current registration with Merrill Lynch allows John to provide investment advisory and brokerage services to a wide range of clients. John is also registered in multiple states, including Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/16/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AKRON OH)
NY
02/15/1988 - 03/26/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/01/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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