Unclaimed
John James Bruggemann is a financial advisor with over 30 years of experience in the industry. John is currently registered with Advisors Capital Management, LLC and has a Series 65 and Series 63 license. John is also a Certified Financial Planner and has a Master’s degree in business administration from Rampo University. He also holds adjunct professor positions at both Rampo College of New Jersey and the New Jersey Institute of Technology. John has extensive experience providing financial planning, portfolio management and educational seminars. John has experience working with individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/29/2015 - Present
Advisors Capital Management, LLC (RIDGEWOOD NJ)
NJ
10/29/2014 - 02/10/2015
GIRARD SECURITIES, INC. (MORRISTOWN NJ)
NJ
04/12/2012 - 10/30/2014
AXA ADVISORS, LLC (WOODBRIDGE NJ)
NY
02/13/2012 - 04/03/2012
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
01/26/2011 - 02/17/2012
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
11/17/2009 - 08/27/2010
NOBLE INTERNATIONAL INVESTMENTS, INC. (NEW YORK NY)
NY
05/12/2008 - 06/18/2009
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
01/17/2006 - 04/29/2008
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
05/13/2002 - 10/06/2005
FARINA & ASSOCIATES, INC. (NEW YORK NY)
NY
03/14/2001 - 02/04/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/14/1996 - 02/22/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/08/1994 - 03/07/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/27/1993 - 11/29/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/11/1988 - 02/27/1992
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 01/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 01/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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