Unclaimed
John James Bailey is a registered representative in North Carolina, affiliated with Wells Fargo Securities, LLC. John Bailey has passed the Series 63, Series 79TO and SIE exams and is a registered representative. John Bailey is located in Charlotte, NC, and has been in the industry since August 11, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/12/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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