Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Jacob Maxwell has been in the financial industry since 2003. John is currently registered with Seaport Global Securities LLC. John holds the Series 7, Series 63, and SIE licenses. John is registered to sell securities in 51 states. John was previously registered with Guggenheim Securities, LLC and WAMU Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/22/2011 - Present
Seaport Global Securities LLC (MIAMI BEACH FL)
GA
02/25/2008 - 04/04/2011
GUGGENHEIM SECURITIES, LLC (SAVANNAH GA)
NY
09/03/2003 - 02/15/2008
WAMU CAPITAL CORP. (NEW YORK NY)
BC
Issued 09/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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