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John J Weber

Northwestern Mutual Investment Services, LLC

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About John J Weber

John Weber is a financial professional with over 20 years of experience in the industry. He is currently registered as a Registered Representative with Northwestern Mutual Investment Services, LLC and is licensed in 22 states. John also has experience with Robert W. Baird & Co. Incorporated. John specializes in financial planning, portfolio management, and investment research. He is a Series 6, 26, 63, and 65 licensed professional. John also holds a Series 26 license. John is committed to providing his clients with personalized financial advice and guidance. He is also active in the community and is a member of the Northwestern Mutual Investment Services, LLC team. John's office is located in N Sioux City, SD.

Firm Information

John Weber is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

100 S Sodrac Dr Ste 132

N Sioux City, SD 57049

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Weber’s Registration & Firm History

SD

04/15/2024 - Present

Northwestern Mutual Investment Services, LLC (N Sioux City SD)

WI

06/01/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 5/29/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John J Weber.
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