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John J Tauss

Brokers International Financial Services, LLC

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About John J Tauss

John J Tauss is a financial advisor with Brokers International Financial Services, LLC. John has been in the financial services industry since 2001 and has experience in both the brokerage and investment advisory fields. John holds the Series 6, 7, and 63 licenses and is also a licensed Investment Advisor Representative in Texas. John works with a variety of clients including individuals, families, businesses and charitable organizations. John has been with Brokers International Financial Services, LLC since 2019. Prior to that, John was with Commonwealth Financial Network.

Firm Information

John Tauss is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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John Tauss’s Registration & Firm History

TX

11/01/2019 - Present

Brokers International Financial Services, LLC (Rockwall TX)

CA

01/04/2011 - 11/01/2019

COMMONWEALTH FINANCIAL NETWORK (SAN MARCOS CA)

ME

02/26/2010 - 01/07/2011

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CO

12/04/2007 - 02/04/2010

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NC

07/13/2007 - 10/31/2007

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CT

06/01/2006 - 07/12/2007

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

IL

06/08/2005 - 06/01/2006

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

CA

03/13/2003 - 06/16/2005

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CT

08/17/2001 - 02/06/2003

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 02/07/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2005

Series 7 - General Securities Representative Examination

BC

Issued 08/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John J Tauss.
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