Unclaimed
John J Rowan has been working in the securities industry since September 25, 2004. John is currently registered with Janney Montgomery Scott LLC, a firm which has offices located in New York City. John has been with Janney Montgomery Scott LLC since May 5, 2015. Prior to that, John was registered with Sidot & Company, LLC from September 20, 2004 to April 28, 2015. John is licensed in both New Jersey and New York. John has a diverse set of licenses and certifications, including Series 7, Series 86, Series 87 and Series 63. John is a licensed representative of Janney Montgomery Scott LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
05/05/2015 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
09/20/2004 - 04/28/2015
SIDOTI & COMPANY, LLC (NEW YORK NY)
BC
Issued 09/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/14/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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