Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Reilly is a financial advisor at Wells Fargo Securities, LLC. John has been working in the financial industry since February 14, 1992. John's experience includes previous roles at Wachovia Securities, LLC, Prudential Securities Incorporated, UBS PaineWebber Inc., Ryan, Beck & Co., and PaineWebber Incorporated. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE licenses. John is also registered in all 50 states and the District of Columbia. John has a long history of working with clients and providing them with a variety of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/17/2004 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
MO
07/01/2003 - 02/26/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/04/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/20/1997 - 04/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
10/24/1996 - 03/10/1997
RYAN, BECK & CO. (FLORHAM PARK NJ)
NJ
10/25/1991 - 07/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 02/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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