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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Peluso is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the industry since February 1985 and holds a variety of licenses and certifications. John is registered with FINRA and has active licenses in California and Texas. John is a licensed Investment Advisor Representative in California and a Registered Representative in Texas. In addition to his work with Merrill Lynch, John is a committee member at the Athenaeum Music & Arts Library.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/25/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
01/01/2008 - 05/21/2009
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
01/15/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
CA
12/13/2000 - 01/23/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/12/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
12/11/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
12/11/1987 - 10/12/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/19/1985 - 12/23/1987
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 12/8/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/16/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 4/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 2/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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