Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Palmatier is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Wells Fargo Clearing Services, LLC, and is a Registered Representative (RA). John is also a Registered Investment Advisor (IA) in the state of Minnesota. John has held previous positions with a number of firms, including Royal Alliance Associates, Inc., Allied Beacon Partners, Inc., Ameriprise Financial Services, Inc., Riversource Distributors, Inc., U.S. Bancorp Investments, Inc., RBC Dain Rauscher Inc., American Enterprise Investment Services Inc., American Express Service Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. John holds a number of securities licenses, including Series 3, 4, 6, 7, 8, 9, 10, 24, 52TO, 53, 63, 65, and 66. John has also passed the Securities Industry Essentials (SIE) exam. John is a highly experienced and qualified financial advisor with a long history of success in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
10/13/2021 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
03/13/2015 - 09/16/2021
ROYAL ALLIANCE ASSOCIATES, INC. (MINNEAPOLIS MN)
MN
03/12/2012 - 09/16/2013
ALLIED BEACON PARTNERS, INC. (ST. LOUIS PARK MN)
MN
01/26/2010 - 02/28/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/27/2006 - 06/05/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
02/23/2006 - 07/24/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/31/2005 - 02/15/2006
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
12/11/1998 - 03/10/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
04/07/1997 - 12/02/1998
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
01/23/1997 - 12/02/1998
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
MN
07/07/1988 - 03/05/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/07/1988 - 03/05/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/02/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/17/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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