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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Morris is a financial advisor who has been working in the industry since 2003. John is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Tennessee and Texas. John has experience working with various clients, including individuals, corporations, charitable organizations, pension and profit-sharing plans, insurance companies, and state or municipal government entities. John offers various financial services, including portfolio management for businesses and individuals, selection of other advisors, educational seminars, and pension consulting. John is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/27/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NASHVILLE TN)
TN
07/31/2013 - 05/19/2021
J.P. MORGAN SECURITIES LLC (Nashville TN)
TN
06/02/2006 - 04/08/2008
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
AR
01/14/2003 - 03/13/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LITTLE ROCK AR)
BOTH
Issued 06/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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