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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McLaughlin is a financial advisor registered with Avantax Advisory Services. John has been in the industry since 1998 and has experience with a variety of firms, including Equitable Advisors, LLC, Hornor, Townsend & Kent, Inc., and Niagara International Capital Limited. John is a registered representative and investment advisor representative in California and Texas. John holds the Series 7, Series 24, Series 26, Series 31, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
03/09/2021 - Present
Avantax Advisory Services (DALLAS TX)
CA
10/05/2018 - 02/03/2021
EQUITABLE ADVISORS, LLC (SAN DIEGO CA)
CA
07/02/2018 - 10/16/2018
HORNOR, TOWNSEND & KENT, INC. (LA JOLLA CA)
NY
11/21/2017 - 04/18/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)
CA
09/07/2016 - 11/10/2017
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
CA
11/07/2013 - 03/22/2016
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
PA
12/03/2012 - 09/18/2013
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
12/05/2011 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
NC
03/05/2008 - 12/16/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
06/07/2000 - 12/16/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
MN
06/01/1998 - 05/16/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/29/1998 - 05/16/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/04/1997 - 05/08/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/23/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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