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John J Leonard

Icapital Markets LLC

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About John J Leonard

John J Leonard is a financial advisor with Icapital Markets LLC based in New York, NY. He is licensed in New Jersey and New York. John J Leonard has over 18 years of experience in the financial services industry. He has a strong track record of helping clients achieve their financial goals.

Firm Information

John Leonard is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Leonard’s Registration & Firm History

NY

07/13/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

05/30/2023 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

PA

07/09/2016 - 05/26/2023

FORESIDE FUND SERVICES, LLC (BERWYN PA)

PA

06/19/2019 - 11/14/2019

PARNASSUS FUNDS DISTRIBUTOR, LLC (Berwyn PA)

PA

01/29/2018 - 11/14/2019

BD COMPLIANCE SOLUTIONS, LLC (Berwyn PA)

PA

01/29/2018 - 11/14/2019

FORESIDE ASSOCIATES, LLC (Berwyn PA)

PA

01/29/2018 - 11/14/2019

FORESIDE FINANCIAL SERVICES, LLC (Berywn PA)

PA

01/29/2018 - 11/14/2019

FORESIDE FUNDS DISTRIBUTORS LLC (BERWYN PA)

PA

01/29/2018 - 11/14/2019

FORESIDE GLOBAL SERVICES, LLC (BERWYN PA)

PA

01/29/2018 - 11/14/2019

FUNDS DISTRIBUTOR, LLC (Berwyn PA)

PA

01/29/2018 - 11/14/2019

IMST DISTRIBUTORS, LLC (BERWYN PA)

PA

01/29/2018 - 11/14/2019

ORBIS INVESTMENTS (U.S.), LLC (Berywn PA)

PA

01/29/2018 - 11/14/2019

PNC FUNDS DISTRIBUTOR, LLC (BERWYN PA)

PA

01/29/2018 - 11/14/2019

STERLING CAPITAL DISTRIBUTORS, LLC (BERWYN PA)

PA

01/29/2018 - 11/14/2019

VT DISTRIBUTORS LLC (Berwyn PA)

NY

09/29/2006 - 11/19/2010

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

12/11/2002 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/06/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/23/2017

Series 24 - General Securities Principal Examination

BC

Issued 02/14/2019

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John J Leonard.
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