Unclaimed
John Hotchkiss iii is a registered representative of Barclays Capital Inc. John has been in the securities industry since October 20, 2022. John holds the Series 63, SIE, Series 86 and Series 87 licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
BC
Issued 08/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/16/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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