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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John j? Claim Your ProfileJohn J Harm III has been a registered investment advisor since 1995. John J Harm III is currently registered with Wells Fargo Advisors Financial Network, LLC and is located in Williston, VT. Prior to joining Wells Fargo Advisors Financial Network, LLC, John J Harm III was previously registered with WELLS FARGO ADVISORS, LLC, FIRST UNION CAPITAL MARKETS CORP., PLANCO FINANCIAL SERVICES, INC. and WHEAT, FIRST SECURITIES, INC. John J Harm III has passed the following exams: Series 63, Series 65, Series 7, Series 24, Series 31 and SIE. John J Harm III is currently licensed in 27 states, including Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Kentucky, Maryland, Minnesota, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
10/26/2016 - Present
Wells Fargo Advisors Financial Network, LLC (Williston VT)
VT
10/01/1999 - 10/21/2016
WELLS FARGO ADVISORS, LLC (BURLINGTON VT)
NC
07/07/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
CT
05/28/1996 - 03/17/1999
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NC
06/14/1995 - 04/22/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 10/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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