Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Grein is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the financial industry since 1986. John has a wide range of experience and expertise, including municipal securities, options, futures, and general securities. John is licensed to provide investment advice in multiple states, including Connecticut, New York, and Texas. John's previous employers include ADVEST, INC., CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL SECURITIES INCORPORATED, FURMAN SELZ LLC, SANWA SECURITIES (USA) CO., L.P., SANWA UNIVERSAL SECURITIES CO., DISCOUNT CORPORATION OF NEW YORK FUTURES, PAINEWEBBER INCORPORATED, DISCOUNT CORPORATION OF NEW YORK, DISCOUNT CORPORATION OF NEW YORK MUNICIPALS, WM. E. POLLOCK & CO., INC., and KENNEY & BRANISEL MUNICIPALS, INC. John holds multiple securities licenses, including Series 7, 3, 9, 10, 24, 52, 53, and 63. John is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/22/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
CT
08/09/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
08/07/1997 - 08/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/11/1996 - 08/01/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/22/1996 - 07/25/1996
FURMAN SELZ LLC (NEW YORK NY)
NY
10/15/1992 - 10/20/1995
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
10/15/1992 - 10/20/1995
SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)
NA
11/10/1988 - 12/02/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
NJ
08/03/1992 - 10/22/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
07/25/1987 - 06/04/1992
DISCOUNT CORPORATION OF NEW YORK
NA
04/01/1987 - 01/09/1990
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
NA
07/12/1985 - 11/01/1985
WM. E. POLLOCK & CO., INC.
NA
05/22/1984 - 06/24/1985
KENNEY & BRANISEL MUNICIPALS, INC.
BOTH
Issued 02/17/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/08/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/13/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1994
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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