Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frankoviglia is a financial professional with experience in the financial services industry. John is currently registered with PNC Capital Markets LLC and is licensed in all 50 states. John has previously been registered with BBVA Securities Inc. and Duff & Phelps Securities LLC. John holds the Series 7TO, SIE, and Series 79 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/15/2021 - Present
PNC Capital Markets LLC (Dallas TX)
TX
09/25/2017 - 06/02/2021
BBVA SECURITIES INC. (DALLAS TX)
IL
02/02/2016 - 05/27/2017
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
BC
Issued 12/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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