linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John J Dichiara

Natwest Markets Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John J Dichiara

John J Dichiara is a financial professional with over 25 years of experience in the industry. John is currently registered with Natwest Markets Securities Inc. and is located in Stamford, Connecticut. John's previous experience includes roles at BNY Mellon Capital Markets, LLC, BNY Capital Markets Inc., Kirlin Securities Inc., Dean Witter Reynolds Inc., and Shearson Lehman Brothers Inc.

Firm Information

John Dichiara is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Dichiara’s Registration & Firm History

CT

11/30/2009 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

NY

04/30/2008 - 12/08/2009

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

08/30/2005 - 04/30/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

09/16/2002 - 09/02/2005

KIRLIN SECURITIES INC. (SYOSSET NY)

NA

09/18/1987 - 09/28/1990

DEAN WITTER REYNOLDS INC.

NA

10/26/1984 - 10/05/1987

SHEARSON LEHMAN BROTHERS INC.

Not sure if John J Dichiara is right for you?

Licenses & Designations

BC

Issued 11/29/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1985

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John J Dichiara.
Not sure if John J Dichiara is right for you?