Unclaimed
John Pratt is an investment advisor representative with Cetera Investment Advisers LLC. John has been working in the financial services industry since 2007 and has a strong track record of success. John is registered to provide investment advice in multiple states. John provides financial planning services and portfolio management for individuals and businesses. John is also registered with the Securities Industry and Financial Markets Association (FINRA) and the Investment Industry Regulatory Organization of Canada (IIROC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (Eldora IA)
IA
12/19/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Johnston IA)
IA
09/01/2016 - 12/19/2016
SUMMIT BROKERAGE SERVICES, INC. (Polk City IA)
IA
09/02/2016 - 11/02/2016
VSR FINANCIAL SERVICES, INC. (JOHNSTON IA)
IA
06/23/2015 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (Johnston IA)
IA
06/25/2009 - 07/07/2015
VOYA FINANCIAL ADVISORS, INC. (ELDORA IA)
IA
04/13/2007 - 07/27/2007
EDWARD JONES (ANKENY IA)
BOTH
Issued 5/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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